Regional Manager

The Regional Manager is responsible for overseeing/leading administrative support of the sales organization at several different financial advisor branches within SA Stone Wealth Management. Ensures the overall success & growth of an assigned portfolio by deepening relationships of existing financial advisors.

Primary Accountabilities/Responsibilities: 

• Creates and maintains an active relationship with their specified advisors
• Serves as a point of contact for the advisors and handles day to day issues
• Ensures communications (email and phone) are prioritized and responded to effectively to maintain their relationships
• Proactively partners with financial advisors within their relationship to fully understand their businesses, goals, strategies and challenges
• Reviews and recommends practical solutions to trading and operational problems (but is not involved in the day-to-day operations at the branch level)
• Oversees the Advisor Support Associates within their team.
• Maintains prompt and regular attendance.
• This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

Job Requirements:

• Bachelor’s Degree in Business field such as Finance, Management, Economics, etc. (preferred) or equivalent financial industry experience
• 1 to 3 years work experience
• Excellent verbal and written communications skills
• Detail oriented
• Solid organizational skills
• Customer Service oriented
• Series 7 required and Series 66 preferred
• Must be authorized to work in the US for any employer

Physical requirements/Working conditions:

• Climate controlled office environment
• Minimal physical requirements other than occasional light lifting of boxed materials
• Dynamic, time-sensitive environment